Hong Kong's Securities And Futures Commission Bans Lawrence Lai For 10 Years
The Securities and Futures Commission (SFC) has prohibited Mr Lawrence Lai, a former representative of UOB Kay Hian (Hong Kong) Limited and UOB Kay Hian Futures (Hong Kong) Limited (collectively, UOB...
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ASX Monthly Activity Report - October 2016
The value of ASX-listed stocks, as measured by the All Ordinaries Index, fell 2.2% in October 2016. This performance was in contrast to some major markets, including Japan up 5.9%, Germany up 1.5% and...
View ArticleSGX Welcomes HC Surgical Specialists To Catalist
Singapore Exchange (SGX) today welcomed HC Surgical Specialists Limited (HC Surgical Specialists) to Catalist under the stock code “1B1”.read more...
View ArticleSecurities Commission Malaysia Announces Six Peer-To-Peer Financing Operators...
Securities Commission Malaysia (SC) today introduced six registered Peer-to-Peer (P2P) financing platform operators in Malaysia to widen funding avenues for small and medium enterprises (SMEs).read...
View ArticleUK's Financial Conduct Authority Acts To Improve Competition In The Current...
The Financial Conduct Authority (FCA) has today announced that it will take action to improve competition in the current account market. This follows a series of recommendations which were proposed by...
View ArticleBM&FBOVESPA: CVM Instruction 561 Regarding Distance Voting Comes Into...
In 2017, companies that were part of the Ibovespa and IBrX-100 indices on April 07, 2015 must provide distance voting to their shareholders, pursuant to ICVM 561. In 2018, all public companies must...
View ArticleTMX Group Consolidated Trading Statistics - October 2016
TMX Group Limited today announced October 2016 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange (Alpha), Montréal Exchange (MX) and NGX.read...
View ArticleNasdaq October 2016 Volumes
Nasdaq (Nasdaq:NDAQ) today reported monthly volumes for October 2016, on its investor relations website. read more...
View ArticleSEC Announces Agenda, Panelists For Nov. 14 Fintech Forum
The Securities and Exchange Commission today announced the agenda and panelists for its Nov. 14 forum to discuss fintech innovation in the financial services industry.read more...
View ArticleSIFMA Executive Vice President Randy Snook Remarks At The 2016 Listed Options...
SIFMA Executive Vice President Randy Snook delivered remarks as prepared for the November 3 Listed Options Symposium. read more...
View ArticleComptroller Of The Currency Discusses Banking Innovation and Regulation
Comptroller of the Currency Thomas J. Curry today discussed how fintech and consumer expectations are changing the financial services industry, and the agency’s efforts to develop a responsible...
View ArticleBrown Rudnick Alert: Brexit Judicial Review Decision - The UK Government...
Following hearings in mid-October, the Divisional Court of the High Court of England and Wales has today handed down judgment in the Brexit judicial review of the Government's position that it could...
View ArticleNZX Reduces Exposure To NZ & Australian Agri Sector
NZX today announces the conclusion of a review it has been undertaking to reshape its New Zealand and Australian agri businesses. The review has focused on reducing exposure to the parts of the...
View ArticleAlberta Securities Commission Announces Date For Open Session On Proposed...
The Alberta Securities Commission (ASC) today announced an open forum to further explore issues raised in CSA Consultation Paper 33-404 Proposals to Enhance the Obligations of Advisers, Dealers and...
View ArticleOutlines Expectations And Requirements To Ensure Consistent Standards - llROC...
llROC today published for comment proposed guidance setting out expectations and requirements for all llROC-regulated firms engaged in order-execution only (OEO) activities.read more...
View ArticleLQG for portfolio optimization. (arXiv:1611.00997v1 [q-fin.PM])
We present a generic solver for dynamical portfolio allocation problem when the market exhibits return predictability and price impact as well as partial observability. We assume that the prices...
View ArticleWorking Paper on Organizational Dynamics within Corporate Venture Capital...
Corporate venture capital is in the midst of a renaissance. The end of 2015 marked all-time highs both in the number of corporate firms participating in VC deals and in the amount of capital being...
View ArticleJoint multifractal analysis based on wavelet leaders. (arXiv:1611.00897v1...
Mutually interacting components form complex systems and the outputs of these components are usually long-range cross-correlated. Using wavelet leaders, we propose a method of characterizing the joint...
View ArticlePricing Perpetual Put Options by the Black-Scholes Equation with a Nonlinear...
We investigate qualitative and quantitative behavior of a solution to the problem of pricing American style of perpetual put options. We assume the option priceWe investigate qualitative and...
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