Statement Of CFTC Chairman Timothy Massad On No-Action Letter Shanghai...
I am pleased that CFTC staff has granted important no-action relief to Shanghai Clearing House. As of today, Shanghai Clearing House will be allowed to temporarily clear certain swaps that are subject...
View ArticleSEC Halts Ponzi Scheme Aimed At Middle Class
The Securities and Exchange Commission has charged two California men and their investment firm with operating a Ponzi scheme as they purported to specialize in serving middle-class investors and...
View ArticleDalian Commodity Exchange: Plastics Futures To Contribute To Structural...
On May 26, Dalian Commodity Exchange (DCE) joined hands with China Petroleum and Chemical Industry Federation (CPCIF) and China National Light Industry Council (CNLIC) to host the “China Plastics...
View ArticleCalPERS Comments On Federal Sentencing Of Former CEO Fred Buenrostro
The California Public Employees' Retirement System (CalPERS) today issued the following statements on the sentencing of its former Chief Executive Officer (CEO), Fred Buenrostro, in federal court in...
View ArticleCalPERS Comments On Federal Sentencing Of Former CEO Fred Buenrostro
The California Public Employees' Retirement System (CalPERS) today issued the following statements on the sentencing of its former Chief Executive Officer (CEO), Fred Buenrostro, in federal court in...
View ArticleKey Figures SIX Swiss Exchange And SIX Structured Products Exchange: May 2016
A total of 21,045,833 transactions have been conducted on SIX Swiss Exchange and SIX Structured Products Exchange since the start of 2016. This marks a year-on-year decrease of 4.8%. There have been...
View ArticleClik here to view.
S&P Dow Jones Indices Market Attributes: Correlation & Dispersion...
Download this month's dashboard read more...
View ArticleMIAX Options Exchange: Professional Interest And Priority Customer Order...
Pursuant to an industry–wide initiative to harmonize the methodology for counting of orders in listed options for designation as “Professional Interest” order or order for the account of a “Priority...
View ArticleCFTC Swaps Report Update
CFTC's Weekly Swaps Report has been updated, and is now available.read more...
View ArticleOneChicago Announces Trading Volume For May 2016 - May Volume Up 4%...
OneChicago, LLC (OCX), a securities finance exchange, today announced its May 2016 volume of 1,043,097, an increase of 4% year-over-year. OneChicago is a CFTC and SEC regulated exchange offering Single...
View ArticleOCC Cleared Contract Volume Up Four Percent In May - Securities Lending...
OCC, the world's largest equity derivatives clearing organization, announced that cleared contract volume in May reached 319,533,636 contracts, a four percent increase from the May 2015 volume of...
View ArticleThomson Reuters Unveils Electrical-Energy Outlook Through 2045 And Related...
Thomson Reuters today released its outlook on the electrical-energy landscape for the next three decades confirming a disruptive shift toward alternative energy in its report titled Powering the Planet...
View ArticleCFTC Staff To Hold Roundtable On Certain Elements Of Regulation AT
The Commodity Futures Trading Commission’s (CFTC or Commission) Division of Market Oversight announced that staff will hold a public roundtable meeting, to discuss certain elements of the Commission’s...
View ArticleSEC Adopts Amendment To Form 10-K Implementing FAST Act Provision
The Securities and Exchange Commission today announced it has approved an interim final rule that allows Form 10-K filers to provide a summary of business and financial information contained in the...
View ArticleProfessor John Colley, Warwick Business School Professor of Practice in the...
Commenting on the LSE saying its merger with Deutsche Boerse could lead to 1,250 job losses Professor John Colley, Warwick Business School Professor of Practice in the Strategy & International...
View ArticleCanadian Securities Regulators Announce Contractual Agreement To Renew CSA...
The Canadian Securities Administrators (CSA) today announced that it has entered into an agreement with CGI Information Systems and Management Consultants Inc. (CGI) to renew the CSA National...
View ArticleSEC: Brokerage Firm Charged With Anti-Money Laundering Failures
The Securities and Exchange Commission today charged a Wall Street-based brokerage firm with failing to sufficiently evaluate or monitor customers’ trading for suspicious activity as required under...
View ArticlePerformance Appraisals: Are "A" Players Always "A" Players?
Peter Cappelli and Martin Conyon have conducted some interesting research regarding performance appraisals. The topic has received much attention lately, with a great deal of criticism leveled at this...
View ArticleCBOE Holdings Reports May 2016 Trading Volume - Total Index Options ADV Up 8%...
CBOE Holdings, Inc. (NASDAQ: CBOE) reported today that May average daily volume (ADV) for options contracts traded on Chicago Board Options Exchange® (CBOE®) and C2 Options Exchange (C2), and futures...
View ArticleFERC Accepts Measures Addressing Gas-Electric Reliability In Southern California
The Federal Energy Regulatory Commission (FERC) today accepted interim measures to address the limited operability of the Aliso Canyon natural gas storage facility that could affect reliability and...
View Article