Industry Groups Urge Focus On Risk Controls In CFTCâs Proposed Rule On...
The FIA, FIA Principal Traders Group (FIA PTG), International Swaps and Derivatives Association, Inc. (ISDA), Managed Funds Association (MFA), and SIFMA’s Asset Management Group (SIFMA AMG) sent a...
View ArticleDoorstep Remarks By President Donald Tusk Before The European Council Meeting
First, I want to say that while respecting the will of the UK voters, we also have to respect our treaties; and, according to them, it is the British government who initiates the process of exit from...
View ArticleFederal Open Market Committee Announces Its Tentative Meeting Schedule For 2017
The Federal Open Market Committee on Tuesday announced its tentative meeting schedule for 2017:read more...
View ArticleSEC Proposes Rule Requiring Investment Advisers To Adopt Business Continuity...
The Securities and Exchange Commission today proposed a new rule that would require registered investment advisers to adopt and implement written business continuity and transition plans. The proposed...
View ArticleInculcating Your Organization's Core Values in Your Employees
How do you inculcate your organization's core values in your people? How do you make sure people understand and live out those values in their day-to-day work? Here are a few tips:1. Take the...
View ArticleMIAX Options - July 1, 2016 Fee Changes
Effective July 1, 2016, pending SEC approval, the MIAX Options Fee Schedule will be amended.read more...
View ArticleSEC: C. Dabney OâRiordan Named As Co-Chief Of The Asset Management Unit
The Securities and Exchange Commission today announced that C. Dabney O’Riordan has been named co-chief of the Division of Enforcement’s Asset Management Unit, a national specialized unit that focuses...
View ArticleVolkswagen To Spend Up To $14.7 Billion To Settle Allegations Of Cheating...
In two related settlements, one with the United States and the State of California, and one with the U.S. Federal Trade Commission (FTC), German automaker Volkswagen AG and related entities have agreed...
View ArticleCFTC Charges Former CBOE Member Alvin Guy Wilkinson And His Connecticut-Based...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement Complaint in the U.S. District Court for the Northern District of Illinois, charging Alvin Guy Wilkinson, of San Juan,...
View ArticleForeign Exchange Professionals Association Statement On 'Brexit'
The Foreign Exchange Professionals Association (FXPA) commends the industry for its preparations ahead of Britain’s referendum on whether to Leave or Remain in the European Union, which resulted in the...
View ArticleNasdaq Holds Second Quarter 2016 Investor Conference Call
Nasdaq (NASDAQ:NDAQ) has scheduled its Second Quarter 2016 results announcement.read more...
View ArticleUS Department Of Justice: Deputy Attorney General Sally Q. Yates Delivers...
Good morning and thank you for being here.read more...
View ArticleBM&FBOVESPA Presents Proposed New Regulations For Special Corporate...
BM&FBOVESPA presented proposed new regulations for the Special Corporate Governance Segments (Novo Mercado and Level 2 corporate governance), starting the second phase of the evolution process of...
View ArticleCPMI-IOSCO Release Guidance On Cyber Resilience For Financial Market...
The Committee on Payments and Market Infrastructures (CPMI)1 and the Board of the International Organization of Securities Commissions (IOSCO)2 today released the final report Guidance on cyber...
View ArticleBeecher Carlson Named to Exelonâs Diversity and Inclusion Honor Roll...
As part of its commitment to promote diversity and inclusion among its business partners, Exelon has named 17 banks, insurance companies, professional services organizations and information technology...
View ArticleCPMI IOSCO: Implementation monitoring of the PFMI: Third update to Level 1...
The Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commissions (IOSCO) have today published the third update to the Level 1 assessments of...
View ArticleCPMI-IOSCO release guidance on cyber resilience for financial market...
The Committee on Payments and Market Infrastructures (CPMI)1 and the Board of the International Organization of Securities Commissions (IOSCO)2 today released the final report Guidance on cyber...
View ArticleMizuho Strengthens U.S. Franchise With New Bank Holding Company - Celebrates...
Mizuho announced today the upcoming launch of its U.S. Bank Holding Company (BHC), Mizuho Americas LLC, on July 1. To commemorate the occasion, as well as the 10th Anniversary of Mizuho Financial...
View ArticleComment From Warwick Business School's Professor John Colley On The Effect Of...
Commenting on the effect of Brexit on LSE's merger with Deutsche Börse Professor John Colley, Warwick Business School's Professor of Practice in the Strategy & International Business Group, said:...
View ArticleIPC Launches Financial Markets Cloud Service For Trading ETFs
IPC Systems, Inc., a leading global provider of specialised communications and managed network-as-a-service (MNaaS) solutions for the financial trading community, today announced the launch of a...
View Article